$ads={1}The SEI Luxembourg Anti-Money Laundering (“SEI Lux AML”) team is seeking a Specialist. The AML team supports business units and compliance professionals across the company, for outsourced tasks and services and is responsible for establishing, maintaining and developing a framework that ensures that the division operates to the highest standards of regulatory compliance and governance.
What you will do:
Develop and implement quarterly plans to ensure that team goals and objectives are met
Maintain awareness of broader departmental deliverables (e.g. Investor Services) to ensure the team prioritises deliverables appropriately
Review documentation linked to client account opening/closure/maintenance, specific to AML requirements and established procedures.
Perform quality checks on physical and soft copy investor files, researching, as needed, to understand investor type, company structures, etc. Investigate and resolve potential issues
Review, approve and provide sign-off on the AML status of investor accounts
Perform quality control checks and approval on client correspondence
Sign off on client reporting of outstanding AML documentation and ensure the accurate and timely delivery to clients
Identify and escalate high risk items to AML Manager, within required deadlines, where necessary;
Coordinate with SEIL MLRO to ensure its satisfaction with regulatory obligations
Maintain a positive working relationship with external clients, as well as internal relationship managers and other functional teams and business units within SEI
Share AML expertise with clients and colleagues, and act as a reference point for complex queries
Train, coach and mentor new employees, developing and motivating staff
Review audit samples and liaise with auditors and Risk Management
Attend and participate in regular team meetings
Complete ad hoc projects/tasks, as needed/assigned
What we need from you:
3 + years’ AML experience in the Financial Services Industry (preferably in the investment fund industry and its regulatory framework)
Knowledge of compliance and regulation within the Investment (Financial) Services Industry in Luxembourg
In-depth understanding of Luxembourg Anti-Money Laundering requirements
Very strong risk awareness (preferably EU/Luxembourg legislation driving AML regulations)
Ability to independently manage multiple projects and deadlines to meet strict deadlines, prioritizing work and maximizing efficiencies to manage time Fluency in English language, with strong verbal and written communication skills
P.C. proficiency, particularly with Microsoft Excel and Word.
What we would like from you:
Third level qualification, preferably in Finance, Business or Law.
Proven supervisory skills, including experience leading/coaching/mentoring a team
Knowledge of/experience with a lternative investments/hedge funds in Luxembourg
Project management experience, including strong organizational and administrative skills
Initiative and ownership of assigned deliverables and responsibilities
Excellent interpersonal and customer service skills
Positive ‘can do’ attitude with excellent problem solving skills
Flexible/adaptable, detail-oriented team player
Fluency in foreign language (both written and verbal) an advantage
Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection and fun. Please see our website for more information. https://www.seic.com/
Unit Overview:
SEI Investments - S.A. (“SEI Lux”) is a specialized PSF, under the supervision of the CSSF, providing administrative and transfer agency services to Luxembourg investment funds. SEI Lux is part of SEI group, which is a leading global provider of asset management and investment technology solutions. SEI’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people-focused organization, which encourages and recognizes employee development as being a critical component in the provision of excellent client service. An open, collaborative and detail oriented environment underpins this business objective.
SEI is an Equal Opportunity Employer and so much more:
SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
We recognize that our people are our most valuable asset and are (literally) invested in your success we know that a healthy, happy and motivated workforce is key to our continued growth. We are focused on ensuring a healthy work-life balance.
We are a technology and asset management company, delivering on our promise of building brave futuresSM—for our clients, our communities, and ourselves. Come build your brave future at SEI.
Note :
This position will require a successful background check, including employment verification, education verification and criminal history review, once an offer has been extended and accepted.
SEI’s competitive advantage:
To help you stay energized, engaged and inspired, we offer a wide range of benefits including a comprehensive care for your physical and mental well-being, strong retirement plan, tuition reimbursement, hybrid working environment, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.
We are a technology and asset management company delivering on our promise of building brave futuresSM—for our clients, our communities, and ourselves. Come build your brave future at SEI.
SEI is an Equal Opportunity Employer and so much more…
After over 50 years in business, SEI remains a leading global provider of investment processing, investment management, and investment operations solutions. Reflecting our experience within financial services and financial technology our offices encompass an open floor plan and numerous art installations designed to encourage innovation and creativity in our workforce. We recognize that our people are our most valuable asset and that a healthy, happy, and motivated workforce is key to our continued growth. At SEI, we’re (literally) invested in your success. We offer our employees paid parental leave, back-up childcare arrangements, paid volunteer days, education assistance and access to thriving employee networks.
SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
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